Gap Audits & Mock Exams

Audit Readiness Without the Surprise.

At BRODY | GAPP LLP, we help mortgage institutions get ahead of regulatory and investor scrutiny through targeted mock exams and gap audits. Designed to mirror the scope and intensity of CFPB, state, and GSE reviews, our audits uncover compliance breakdowns—before regulators or counterparties do.

We don’t just flag issues—we deliver prioritized remediation plans and work side-by-side with your team to implement corrective measures. Whether preparing for a formal examination, due diligence review, or internal quality control initiative, our team helps transform audit exposure into operational confidence.

Our Services Include:

  • Mock Regulatory Exams – Simulated audits modeled after CFPB, state, GSE, or investor protocols.
  • Policy & File-Level Reviews – Deep dive assessments of loan-level compliance, document controls, and internal policies.
  • BSA/AML Readiness & Training – Independent reviews of Bank Secrecy Act/AML programs, along with tailored staff training and documentation support.
  • Gap Reports & Corrective Action Plans – Clear, actionable deliverables that help mitigate risk and demonstrate good faith compliance.

You can’t fix what you haven’t found. Let us identify—and close—
your compliance gaps before they turn into enforcement events.

Prior results described on this website do not guarantee, warrant, or predict a similar outcome in any future matter. Each case turns on its own facts and applicable law.

Schedule a Complimentary Consultation Today!

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